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We will put articles relating to customer facing issues in this area of our web-site. Read on: Publications : FSA Money made clear – Useful tools Building financial capability in the UK Ten top tips to avoid a Christmas debt hangover News from FSA Money made clear FSA Handbook Guides
These guides point particular kinds of firm in the direction of material
relevant to them in the FSA Handbook
We have endeavoured to provide links directly to the relevant parts of the FSA Handbooks for ease of reference. We wish to encourage those undertaking controlled functions to read the rules relevant to their area of responsibility. In all cases the definitive rules are available on the FSA Website to which regular reference is strongly recommended. FSA Sourcebooks and Manuals The FSA Has several Sourcebooks and Manuals that address specific areas of enquiry. There are links to these HERE FSA INFORMATION The Financial Services Authority (FSA) has not endorsed or recommended this website and has not provided back-to-links to this website. General information about financial services is available from the FSA. The FSA is an independent watchdog setup by the Government to regulate financial services and protect your rights. It provides free and independent information about financial matters on its website www.fsa.gov.uk/consumer . This information is provided by NRS to assist its clients and visitors to this site to keep up to date with, and be aware of the implications arising from, the latest FSA developments. Where we have provided links to elements within the FSA's website the materials viewed thereon are copyright of and maintained by the FSA.
Other Useful Links FSA (Financial Services Authority)
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The news feeds on this page are provided for Compliance Officers and visitors to this site for information purposes only
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About NRS Established in 1996, NRS provides specialist compliance services to firms seeking to be authorised, or whom are already authorised, by the Financial Services Authority throughout the UK. Should you require assistance in determining if and how you should be authorised or what your regulatory obligations are, please call our on-call support staff on 07710 444 670 or click to e-mail us.
Job Opportunities We are currently recruiting & placing compliance associates and trainees, both experienced and university leavers. If you are interested in a career in regulatory compliance, click to send your CV to us in confidence.
Training Courses We provide various regulatory courses either on an in-house or fixed location basis. Please click here to e-mail us with your requirements.
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We will put articles relating to firm specific issues in this area of our web-site. Read on: Click Here to See the FSA's Latest Publications FSA Information for firms: Small wholesale and corporate finance firms Investment management and securities & futures firms FSA Publications: What's New In the FSA Handbook Hot Topics: FSA Forms: Simple Change of Entity Application Pack (Part IV Permission) Application for FSA Authorisation Regulatory Developments:
Other Publications: Financial Crime: Who is my firm's supervisor under 2007 Money Laundering Regulations?
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