Client Types: Investment Firms,
Mortgage Brokers, General Insurance Brokers, Venture Capital Firms,
Solicitor Asset Managers
Description: Preparation or
review of Compliance and Procedures Manuals. Drafting of
Training & Competence Schemes. Preparation of all Compliance
Based Paperwork
Billing Frequencies: At each
deliverable element of an agreed project
Coverage: All FSA regulated
activities for Investment Firms, Mortgage Brokers, General Insurance
Brokers, Venture Capital Firms, Solicitor Asset Managers
Lead Managers: Brian
Pitcairn and Graham Middlemist
