Investigations & Enforcement
| Enforcement,
Investigations and Enhanced Monitoring Assistance |
| Client Types: Investment Firms,
Mortgage Brokers, General Insurance Brokers, Venture Capital Firms,
Solicitor Asset Managers |
| Description: Assistance
with FSA issues, enforcement actions, investigations or internal
issues where disciplinary action is likely. |
| Billing Frequencies: Project
driven according to number of stages and agreed scope. |
| Coverage: All FSA regulated
activities for Investment Firms, Mortgage Brokers, General Insurance
Brokers, Venture Capital Firms, Solicitor Asset Managers |
| Lead Managers: Gordon McMurray,
Brian Pitcairn and Graham Middlemist |
|
