Third Party Monitoring
| Review of
Third Parties |
| Client Types: Investment Firms,
Mortgage Brokers, General Insurance Brokers, Venture Capital Firms,
Solicitor Asset Managers |
| Description: Review on a risk
based basis of delegated activities and Service Level Agreements for
administrators or custodians |
| Billing Frequencies: Monthly.
Quarterly or Annually depending on contract type |
| Coverage: All FSA regulated
activities for Investment Firms, Mortgage Brokers, General Insurance
Brokers, Venture Capital Firms, Solicitor Asset Managers |
| Lead Managers: Gordon McMurray,
Graham Middlemist
and Brian Pitcairn |
|
