Client Types: Investment Firms,
Mortgage Brokers, General Insurance Brokers, Venture Capital Firms,
Solicitor Asset Managers
Description: One-off
reviews to establish current state of readiness for FSA inspections
visits, pre-acquisition or where remedial action is considered
likely. Benchmarking on a peer-group on either a sponsored or
contributor basis
Billing Frequencies: Upon
completion of each review activity.
Coverage: All FSA regulated
activities for Investment Firms, Mortgage Brokers, General Insurance
Brokers, Venture Capital Firms, Solicitor Asset Managers
Lead Managers: Gordon McMurray,
Graham Middlemist
and Brian Pitcairn
